Jones Doug — SEC Form 4 filings
SEC reporting owner CIK 1544302. 34 Form 4 filings on record with FilingPulse; latest filed 2026-03-16.
Transaction summary — filings shown
Covers all 34 filings on record, filed 2024-02-21 to 2026-03-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 18 legs across 11 filings — 216,402 shares, $17,589,576 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 81.
- Largest priced transaction: sale of 23,453 shares @ $127.56 ($2,991,665) in PennyMac Financial Services, Inc., filed 2025-11-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PennyMac Financial Services, Inc. (PFSI) | Director, President & CMBO, Director | 20 | — | 15 legs · 157,052 sh · $16,748,268 | 33 |
| PennyMac Mortgage Investment Trust (PMT) | Director, President & CMBO, Director | 14 | — | 3 legs · 59,350 sh · $841,308 | 48 |
Form 4 filings — Jones Doug
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-16 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 2,960 @ $11.89 | EDGAR |
| 2026-03-03 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 2,719 @ $12.26 | EDGAR |
| 2026-03-03 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 1,704 @ $91.93 | EDGAR |
| 2026-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 4,017 @ $12.15 | EDGAR |
| 2026-02-26 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 1,597 @ $90.33 | EDGAR |
| 2026-02-25 | 4 | PennyMac Mortgage Investment Trust (PMT) | Option exercise (M): 5,569 @ $0 · Option exercise (M): 6,063 @ $0 · Option exercise (M): 8,228 @ $0 · Tax withholding (F): 2,834 @ $12.29 · Tax withholding (F): 3,085 @ $23.29 · Tax withholding (F): 4,187 @ $12.29 · +7 more | EDGAR |
| 2026-02-24 | 4 | PennyMac Financial Services, Inc. (PFSI) | Option exercise (M): 7,610 @ $0 · Tax withholding (F): 2,731 @ $94.33 · Grant/award (A): 7,610 (derivative) @ $0 · Option exercise (M): 7,610 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 904 @ $92.01 | EDGAR |
| 2026-02-17 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 9,358 @ $0 · Grant/award (A): 23,771 (derivative) @ $0 | EDGAR |
| 2025-12-01 | 4 | PennyMac Financial Services, Inc. (PFSI) | Gift (G): 20,000 @ $0 | EDGAR |
| 2025-11-26 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 7,421 @ $132.30 · Sale (S): 12,579 @ $132.82 | EDGAR |
| 2025-11-12 | 4 | PennyMac Financial Services, Inc. (PFSI) | Option exercise (M): 23,453 @ $11.28 · Sale (S): 23,453 @ $127.56 · Option exercise (M): 23,453 (derivative) @ $0 | EDGAR |
| 2025-11-07 | 4 | PennyMac Financial Services, Inc. (PFSI) | Option exercise (M): 4,318 @ $11.28 · Sale (S): 4,318 @ $126.09 · Option exercise (M): 4,318 (derivative) @ $0 | EDGAR |
| 2025-03-13 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 2,960 @ $14.33 | EDGAR |
| 2025-03-07 | 4 | PennyMac Mortgage Investment Trust (PMT) | Sale (S): 14,530 @ $14.50 | EDGAR |
| 2025-03-07 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 8,202 @ $102.94 · Sale (S): 171 @ $103.63 | EDGAR |
| 2025-03-04 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 2,719 @ $14.39 | EDGAR |
| 2025-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 1,703 @ $102.09 | EDGAR |
| 2025-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Grant/award (A): 25,513 @ $0 · Option exercise (M): 6,450 @ $0 · Option exercise (M): 5,634 @ $0 · Option exercise (M): 6,135 @ $0 · Tax withholding (F): 3,276 @ $14.07 · Tax withholding (F): 2,861 @ $14.07 · +8 more | EDGAR |
| 2025-02-25 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 2,005 @ $101.25 · Tax withholding (F): 1,169 @ $101.25 | EDGAR |
| 2025-02-19 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 8,414 @ $0 · Grant/award (A): 21,456 (derivative) @ $0 | EDGAR |
| 2024-12-27 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 7,882 @ $103.16 | EDGAR |
| 2024-12-26 | 4 | PennyMac Financial Services, Inc. (PFSI) | Gift (G): 1,000 @ $0 · Option exercise (M): 600 @ $17.52 · Sale (S): 600 @ $102.04 · Sale (S): 1,074 @ $102.03 · Option exercise (M): 23,229 @ $17.52 · Sale (S): 23,229 @ $101.51 · +3 more | EDGAR |
| 2024-09-05 | 4 | PennyMac Mortgage Investment Trust (PMT) | Sale (S): 37,010 @ $14.01 | EDGAR |
| 2024-05-24 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 18,899 @ $91.01 · Sale (S): 6,955 @ $92.03 · Sale (S): 4,146 @ $92.81 | EDGAR |
| 2024-03-14 | 4 | PennyMac Mortgage Investment Trust (PMT) | Grant/award (A): 18,802 @ $0 · Option exercise (M): 6,884 @ $0 · Option exercise (M): 10,974 @ $0 · Option exercise (M): 10,552 @ $0 · Tax withholding (F): 3,489 @ $14.28 · Tax withholding (F): 5,562 @ $14.28 · +7 more | EDGAR |
| 2024-03-13 | 4 | PennyMac Mortgage Investment Trust (PMT) | Sale (S): 7,810 @ $14.34 | EDGAR |
| 2024-03-13 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 17,079 @ $86.10 | EDGAR |
| 2024-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 10,817 @ $0 · Option exercise (M): 19,415 @ $0 · Tax withholding (F): 9,873 @ $83.87 · Grant/award (A): 27,044 (derivative) @ $0 · Grant/award (A): 19,415 (derivative) @ $0 · Option exercise (M): 19,415 (derivative) @ $0 | EDGAR |
| 2024-02-29 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 2,782 @ $13.81 | EDGAR |
| 2024-02-28 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 899 @ $87.06 · Tax withholding (F): 1,401 @ $87.06 | EDGAR |
| 2024-02-27 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 2,315 @ $13.95 | EDGAR |
| 2024-02-27 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 2,072 @ $86.77 | EDGAR |
| 2024-02-21 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 1,182 @ $13.54 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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