Umpleby III Donald J — SEC Form 4 filings
SEC reporting owner CIK 1566320. 17 Form 4 filings on record with FilingPulse; latest filed 2026-05-29.
Transaction summary — filings shown
Covers all 17 filings on record, filed 2024-02-15 to 2026-05-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 51,500 shares, $23,703,810 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 25.
- Largest priced transaction: sale of 17,166 shares @ $505.29 ($8,673,808) in CATERPILLAR INC, filed 2025-10-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATERPILLAR INC (CAT) | Executive Chairman | 13 | — | 3 legs · 51,500 sh · $23,703,810 | 20 |
| CHEVRON CORP (CVX) | Director | 4 | — | — | 5 |
Form 4 filings — Umpleby III Donald J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-29 | 4 | CHEVRON CORP (CVX) | Grant/award (A): 1,272 @ $0 | EDGAR |
| 2026-03-06 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 1,546 @ $738.42 | EDGAR |
| 2026-03-04 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 1,591 @ $719.13 | EDGAR |
| 2026-02-12 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 34,986 @ $0 · Tax withholding (F): 13,571 @ $744.83 | EDGAR |
| 2025-12-02 | 4 | CATERPILLAR INC (CAT) | Gift (G): 2,350 @ $0 | EDGAR |
| 2025-10-14 | 4 | CATERPILLAR INC (CAT) | Sale (S): 17,166 @ $505.29 | EDGAR |
| 2025-09-23 | 4 | CATERPILLAR INC (CAT) | Sale (S): 17,166 @ $462.65 | EDGAR |
| 2025-09-03 | 4 | CATERPILLAR INC (CAT) | Sale (S): 17,168 @ $412.87 | EDGAR |
| 2025-07-22 | 4 | CHEVRON CORP (CVX) | Grant/award (A): 6 @ $0 · Grant/award (A): 3 @ $0 | EDGAR |
| 2025-05-29 | 4 | CHEVRON CORP (CVX) | Grant/award (A): 1,704 @ $0 | EDGAR |
| 2025-03-05 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 12,733 @ $0 · Tax withholding (F): 1,528 @ $325.30 · Grant/award (A): 39,915 (derivative) @ $0 | EDGAR |
| 2025-02-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 36,126 @ $0 · Tax withholding (F): 14,163 @ $362.70 | EDGAR |
| 2024-11-08 | 4 | CATERPILLAR INC (CAT) | Gift (G): 2,400 @ $0 · Option exercise (M): 87,053 @ $196.70 · Tax withholding (F): 59,851 @ $413.02 · Option exercise (M): 87,053 (derivative) @ $196.70 | EDGAR |
| 2024-05-30 | 4 | CHEVRON CORP (CVX) | Grant/award (A): 1,477 @ $0 | EDGAR |
| 2024-03-06 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 12,181 @ $0 · Grant/award (A): 39,561 (derivative) @ $0 | EDGAR |
| 2024-02-27 | 4 | CATERPILLAR INC (CAT) | Gift (G): 8,081 @ $0 · Gift (G): 8,081 @ $0 | EDGAR |
| 2024-02-15 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 42,136 @ $0 · Tax withholding (F): 16,835 @ $313.40 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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