Intercontinental Exchange, Inc. — SEC Form 4 filings
SEC reporting owner CIK 1571949. 5 Form 4 filings on record with FilingPulse; latest filed 2025-12-05.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-03-04 to 2025-12-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 3,112,889 shares, $2,698,875 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: purchase of 2,762,009 shares @ $0.87 ($2,394,662) in Bakkt Holdings, Inc., filed 2024-03-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Bakkt Holdings, Inc. (BKKT) | 10% owner | 5 | 2 legs · 3,112,889 sh · $2,698,875 | — | 18 |
Form 4 filings — Intercontinental Exchange, Inc.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-05 | 4/A | Bakkt Holdings, Inc. (BKKT) jointly with Intercontinental Exchange Holdings, Inc. | Other (J): 649,934 · Conversion (C): 6,803,178 · Conversion (C): 6,803,178 (derivative) · Other (J): 465,890 (derivative) @ $39.34 · Other (J): 230,680 (derivative) · Other (J): 230,680 (derivative) | EDGAR |
| 2025-12-05 | 4 | Bakkt Holdings, Inc. (BKKT) jointly with Intercontinental Exchange Holdings, Inc. | Conversion (C): 465,890 · Conversion (C): 465,890 (derivative) | EDGAR |
| 2025-11-05 | 4 | Bakkt Holdings, Inc. (BKKT) | Other (J): 649,934 · Option exercise (M): 6,803,178 · Option exercise (M): 6,803,178 (derivative) · Other (J): 465,890 (derivative) @ $39.34 · Other (J): 230,680 (derivative) · Other (J): 230,680 (derivative) | EDGAR |
| 2024-04-29 | 4 | Bakkt Holdings, Inc. (BKKT) jointly with Intercontinental Exchange Holdings, Inc. | Purchase (P): 350,880 @ $0.87 · Purchase (P): 175,440 (derivative) @ $0.87 · Purchase (P): 175,440 (derivative) @ $0.87 | EDGAR |
| 2024-03-04 | 4 | Bakkt Holdings, Inc. (BKKT) jointly with Intercontinental Exchange Holdings, Inc. | Purchase (P): 2,762,009 @ $0.87 · Purchase (P): 1,381,004 (derivative) @ $0.87 · Purchase (P): 1,381,004 (derivative) @ $0.87 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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