KELLER ULRICH E. JR — SEC Form 4 filings
SEC reporting owner CIK 1594279. 3 Form 4 filings on record with FilingPulse; latest filed 2024-03-04.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-02-22 to 2024-03-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 25,000 shares, $203,975 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 25,000 shares @ $8.16 ($203,975) in First Foundation Inc., filed 2024-02-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| First Foundation Inc. (FFWM) | Chairman, Director | 3 | — | 1 leg · 25,000 sh · $203,975 | 6 |
Form 4 filings — KELLER ULRICH E. JR
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-03-04 | 4 | First Foundation Inc. (FFWM) | Option exercise (M): 854 @ $7.93 · Tax withholding (F): 349 @ $7.93 · Option exercise (M): 854 (derivative) @ $7.93 | EDGAR |
| 2024-02-29 | 4 | First Foundation Inc. (FFWM) | Sale (S): 25,000 @ $8.16 | EDGAR |
| 2024-02-22 | 4 | First Foundation Inc. (FFWM) | Option exercise (M): 443 @ $7.88 · Tax withholding (F): 181 @ $7.88 · Option exercise (M): 443 (derivative) @ $7.88 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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