Johnson Denise C — SEC Form 4 filings
SEC reporting owner CIK 1608229. 34 Form 4 filings on record with FilingPulse; latest filed 2026-05-15.
Transaction summary — filings shown
Covers all 34 filings on record, filed 2024-01-16 to 2026-05-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 18 legs across 3 filings — 57,939 shares, $43,737,211 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 51.
- Largest priced transaction: sale of 20,145 shares @ $680.76 ($13,713,910) in CATERPILLAR INC, filed 2026-02-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATERPILLAR INC (CAT) | Group President | 34 | — | 18 legs · 57,939 sh · $43,737,211 | 51 |
Form 4 filings — Johnson Denise C
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-15 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 16,078 @ $196.70 · Tax withholding (F): 3,473 @ $910.55 · Sale (S): 1,787 @ $904.70 · Sale (S): 2,259 @ $905.73 · Sale (S): 1,491 @ $906.73 · Sale (S): 1,191 @ $907.98 · +5 more | EDGAR |
| 2026-05-14 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 7,900 @ $196.70 · Tax withholding (F): 1,704 @ $911.61 · Sale (S): 3,546 @ $909.46 · Sale (S): 2,650 @ $910.24 · Option exercise (M): 7,900 (derivative) @ $196.70 | EDGAR |
| 2026-03-06 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 346 @ $738.42 | EDGAR |
| 2026-03-04 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 1,650 @ $0 · Tax withholding (F): 337 @ $719.13 · Grant/award (A): 4,601 (derivative) @ $0 | EDGAR |
| 2026-02-12 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 9,055 @ $0 · Tax withholding (F): 3,563 @ $744.83 | EDGAR |
| 2026-02-06 | 4 | CATERPILLAR INC (CAT) | Other (J): 10,946 (derivative) @ $691.82 | EDGAR |
| 2026-02-04 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 11,810 @ $196.70 · Tax withholding (F): 3,399 @ $683.39 · Sale (S): 1,000 @ $678.52 · Sale (S): 7,411 @ $680.11 · Option exercise (M): 45,291 @ $219.76 · Tax withholding (F): 14,564 @ $683.39 · +8 more | EDGAR |
| 2026-01-13 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 473 @ $621.97 | EDGAR |
| 2025-11-14 | 4 | CATERPILLAR INC (CAT) | Other (J): 10,944 (derivative) @ $573.02 | EDGAR |
| 2025-10-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 19 (derivative) @ $522.73 | EDGAR |
| 2025-09-29 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 21 (derivative) @ $465.76 | EDGAR |
| 2025-08-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 23 (derivative) @ $431.26 | EDGAR |
| 2025-08-08 | 4 | CATERPILLAR INC (CAT) | Other (J): 8,493 (derivative) @ $417.12 | EDGAR |
| 2025-07-28 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 23 (derivative) @ $433.75 | EDGAR |
| 2025-06-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 26 (derivative) @ $381.88 | EDGAR |
| 2025-05-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 19 (derivative) @ $343.39 | EDGAR |
| 2025-03-17 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 486 (derivative) @ $339.64 | EDGAR |
| 2025-03-10 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 354 (derivative) @ $350.30 | EDGAR |
| 2025-03-05 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 2,692 @ $0 · Tax withholding (F): 343 @ $325.30 · Grant/award (A): 8,439 (derivative) @ $0 | EDGAR |
| 2025-02-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 9,901 @ $0 · Tax withholding (F): 3,742 @ $362.70 | EDGAR |
| 2025-01-14 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 452 @ $357.50 | EDGAR |
| 2024-12-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 26 (derivative) @ $367.12 | EDGAR |
| 2024-11-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 23 (derivative) @ $407.83 | EDGAR |
| 2024-10-28 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 25 (derivative) @ $385.97 | EDGAR |
| 2024-09-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 24 (derivative) @ $390.96 | EDGAR |
| 2024-08-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 27 (derivative) @ $351.16 | EDGAR |
| 2024-07-29 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 27 (derivative) @ $350.48 | EDGAR |
| 2024-06-27 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 29 (derivative) @ $326.73 | EDGAR |
| 2024-05-28 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 15 (derivative) @ $348.90 | EDGAR |
| 2024-03-18 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 658 (derivative) @ $341.92 | EDGAR |
| 2024-03-12 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 313 (derivative) @ $339.19 | EDGAR |
| 2024-03-06 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 2,731 @ $0 · Grant/award (A): 8,871 (derivative) @ $0 | EDGAR |
| 2024-02-15 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 12,280 @ $0 · Tax withholding (F): 4,369 @ $313.40 | EDGAR |
| 2024-01-16 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 6,887 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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