Smits Steve — SEC Form 4 filings
SEC reporting owner CIK 1648958. 3 Form 4 filings on record with FilingPulse; latest filed 2024-02-26.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-02-14 to 2024-02-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Live Oak Bancshares, Inc. (LOB) | Chief Credit Officer | 3 | — | — | 13 |
Form 4 filings — Smits Steve
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-02-26 | 4 | Live Oak Bancshares, Inc. (LOB) | Option exercise (M): 1,000 · Tax withholding (F): 445 @ $39.30 · Option exercise (M): 1,000 (derivative) @ $0 | EDGAR |
| 2024-02-16 | 4 | Live Oak Bancshares, Inc. (LOB) | Option exercise (M): 2,560 · Tax withholding (F): 1,132 @ $38.55 · Option exercise (M): 1,580 · Tax withholding (F): 701 @ $39.21 · Option exercise (M): 2,560 (derivative) @ $0 · Option exercise (M): 1,580 (derivative) @ $0 | EDGAR |
| 2024-02-14 | 4 | Live Oak Bancshares, Inc. (LOB) | Option exercise (M): 3,003 · Tax withholding (F): 1,484 @ $39.94 · Option exercise (M): 3,003 (derivative) @ $0 · Grant/award (A): 13,144 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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