ALLEY J LINDSEY — SEC Form 4 filings
SEC reporting owner CIK 1649209. 9 Form 4 filings on record with FilingPulse; latest filed 2026-08-05.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-05-17 to 2026-08-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 4,020 shares, $500,570 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 12,500 shares, $2,318,625 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
- Largest priced transaction: sale of 12,500 shares @ $185.49 ($2,318,625) in HOULIHAN LOKEY, INC., filed 2024-11-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HOULIHAN LOKEY, INC. (HLI) | Chief Financial Officer | 9 | 1 leg · 4,020 sh · $500,570 | 1 leg · 12,500 sh · $2,318,625 | 15 |
Form 4 filings — ALLEY J LINDSEY
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-05 | 4 | HOULIHAN LOKEY, INC. (HLI) | Purchase (P): 4,020 @ $124.52 | EDGAR |
| 2026-05-22 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 3,778 (derivative) @ $0 · Grant/award (A): 3,322 (derivative) @ $0 · Code (Z): 7,100 (derivative) @ $0 | EDGAR |
| 2026-05-19 | 4 | HOULIHAN LOKEY, INC. (HLI) | Tax withholding (F): 2,983 (derivative) @ $150.35 | EDGAR |
| 2025-05-23 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 2,962 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 5,780 (derivative) @ $0 | EDGAR |
| 2025-05-19 | 4 | HOULIHAN LOKEY, INC. (HLI) | Tax withholding (F): 2,542 (derivative) @ $180.09 | EDGAR |
| 2024-11-08 | 4 | HOULIHAN LOKEY, INC. (HLI) | Conversion (C): 12,500 @ $0 · Sale (S): 12,500 @ $185.49 · Conversion (C): 12,500 (derivative) @ $0 | EDGAR |
| 2024-05-28 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 1,848 (derivative) @ $0 · Code (Z): 1,848 (derivative) @ $0 | EDGAR |
| 2024-05-24 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 3,146 (derivative) @ $0 · Code (Z): 3,146 (derivative) @ $0 | EDGAR |
| 2024-05-17 | 4 | HOULIHAN LOKEY, INC. (HLI) | Tax withholding (F): 2,251 (derivative) @ $136.13 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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