Marks Judith Fran — SEC Form 4 filings
SEC reporting owner CIK 1665490. 10 Form 4 filings on record with FilingPulse; latest filed 2026-06-11.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-06 to 2026-06-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 4 filings — 206,651 shares, $19,028,303 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 47.
- Largest priced transaction: sale of 56,107 shares @ $90.89 ($5,099,352) in Otis Worldwide Corp, filed 2026-02-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Otis Worldwide Corp (OTIS) | Chair, CEO and President | 7 | — | 5 legs · 206,651 sh · $19,028,303 | 44 |
| CATERPILLAR INC (CAT) | Director | 3 | — | — | 3 |
Form 4 filings — Marks Judith Fran
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-11 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-02-10 | 4 | Otis Worldwide Corp (OTIS) | Option exercise (M): 11,787 · Tax withholding (F): 5,306 @ $89.85 · Option exercise (M): 11,828 · Tax withholding (F): 5,318 @ $89.85 · Option exercise (M): 11,787 (derivative) @ $0 · Option exercise (M): 11,828 (derivative) @ $0 | EDGAR |
| 2026-02-05 | 4 | Otis Worldwide Corp (OTIS) | Grant/award (A): 58,169 · Tax withholding (F): 12,073 @ $87.16 · Option exercise (M): 18,425 · Tax withholding (F): 8,281 @ $90.37 · Sale (S): 46,780 @ $89.57 · Option exercise (M): 191,799 @ $63.92 · +5 more | EDGAR |
| 2025-06-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 482 @ $352.53 | EDGAR |
| 2025-02-10 | 4 | Otis Worldwide Corp (OTIS) | Option exercise (M): 11,580 · Tax withholding (F): 5,234 @ $96.05 · Option exercise (M): 11,612 · Tax withholding (F): 5,248 @ $94.83 · Sale (S): 28,440 @ $95.77 · Option exercise (M): 11,580 (derivative) @ $0 · +1 more | EDGAR |
| 2025-02-05 | 4 | Otis Worldwide Corp (OTIS) | Option exercise (M): 10,372 · Tax withholding (F): 3,153 @ $94.55 · Grant/award (A): 50,997 · Tax withholding (F): 12,087 @ $94.43 · Option exercise (M): 101,096 @ $67.83 · Disposition to issuer (D): 72,656 @ $94.38 · +4 more | EDGAR |
| 2024-07-25 | 4 | Otis Worldwide Corp (OTIS) | Grant/award (A): 102,691 (derivative) @ $0 | EDGAR |
| 2024-06-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 517 @ $328.73 | EDGAR |
| 2024-02-08 | 4 | Otis Worldwide Corp (OTIS) | Grant/award (A): 136,278 · Tax withholding (F): 32,429 @ $91.94 · Sale (S): 37,312 @ $91.83 · Option exercise (M): 11,433 · Tax withholding (F): 5,171 @ $91.77 · Grant/award (A): 34,212 (derivative) @ $0 · +2 more | EDGAR |
| 2024-02-06 | 4 | Otis Worldwide Corp (OTIS) | Option exercise (M): 10,202 · Tax withholding (F): 3,107 @ $90.97 · Option exercise (M): 11,363 · Tax withholding (F): 5,141 @ $90.89 · Option exercise (M): 10,202 (derivative) @ $0 · Option exercise (M): 11,363 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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