Guarino Charles J — SEC Form 4 filings
SEC reporting owner CIK 1665561. 4 Form 4 filings on record with FilingPulse; latest filed 2025-11-14.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-11-12 to 2025-11-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TOMPKINS FINANCIAL CORP (TMP) | SVP Chief Bank Operations Off. | 4 | — | — | 10 |
Form 4 filings — Guarino Charles J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-14 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Grant/award (A): 685 @ $67.79 | EDGAR |
| 2025-11-12 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Tax withholding (F): 48 @ $66.68 · Tax withholding (F): 38 @ $66.68 · Tax withholding (F): 43 @ $66.68 · Tax withholding (F): 105 @ $66.68 | EDGAR |
| 2024-11-13 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Grant/award (A): 605 @ $74.62 · Tax withholding (F): 33 @ $74.62 | EDGAR |
| 2024-11-12 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Tax withholding (F): 48 @ $73.70 · Tax withholding (F): 37 @ $73.70 · Tax withholding (F): 43 @ $73.70 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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