Jones Nathaniel T. — SEC Form 4 filings
SEC reporting owner CIK 1677581. 11 Form 4 filings on record with FilingPulse; latest filed 2026-03-18.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-04-04 to 2026-03-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 6 filings — 5,100 shares, $65,536 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 1,269 shares, $11,305 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: purchase of 800 shares @ $18.19 ($14,548) in Nuveen Mortgage & Income Fund/MA/, filed 2025-05-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Nuveen Municipal Credit Opportunities Fund (NMCO) | Vice President | 2 | 2 legs · 1,800 sh · $18,852 | — | — |
| Nuveen Mortgage & Income Fund/MA/ (JLS) | Vice President and Treasurer | 1 | 1 leg · 800 sh · $14,548 | — | — |
| Nuveen Real Asset Income & Growth Fund (JRI) | Vice President | 2 | 1 leg · 1,000 sh · $11,600 | — | 2 |
| Nuveen Quality Municipal Income Fund (NAD) | Vice President and Treasurer | 1 | 1 leg · 1,000 sh · $11,190 | — | — |
| Nuveen Variable Rate Preferred & Income Fund (NPFD) | Vice President and Treasurer | 1 | 1 leg · 500 sh · $9,345 | — | — |
| Nuveen Preferred & Income Opportunities Fund (JPC) | Vice President and Treasurer | 1 | — | 1 leg · 869 sh · $6,765 | — |
| Nuveen AMT-Free Quality Municipal Income Fund (NEA) | Vice President | 1 | — | 1 leg · 400 sh · $4,540 | — |
| NUVEEN FLOATING RATE INCOME FUND (JFR) | Vice President and Treasurer | 1 | — | — | 2 |
| Nuveen Credit Strategies Income Fund (JQC) | Vice President and Treasurer | 1 | — | — | 2 |
Form 4 filings — Jones Nathaniel T.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-18 | 4 | Nuveen Real Asset Income & Growth Fund (JRI) | Option exercise/expiry (X): 750 @ $12.40 · Option exercise/expiry (X): 1,000 (derivative) @ $12.40 | EDGAR |
| 2025-09-12 | 4 | Nuveen Municipal Credit Opportunities Fund (NMCO) | Purchase (P): 800 @ $10.82 | EDGAR |
| 2025-09-11 | 4 | Nuveen AMT-Free Quality Municipal Income Fund (NEA) | Sale (S): 400 @ $11.35 | EDGAR |
| 2025-05-06 | 4 | Nuveen Preferred & Income Opportunities Fund (JPC) | Sale (S): 869 @ $7.79 | EDGAR |
| 2025-05-06 | 4 | Nuveen Credit Strategies Income Fund (JQC) | Option exercise/expiry (X): 2,400 @ $5.09 · Option exercise/expiry (X): 2,000 (derivative) @ $0 | EDGAR |
| 2025-05-06 | 4 | Nuveen Mortgage & Income Fund/MA/ (JLS) | Purchase (P): 800 @ $18.19 | EDGAR |
| 2025-05-06 | 4 | Nuveen Variable Rate Preferred & Income Fund (NPFD) | Purchase (P): 500 @ $18.69 | EDGAR |
| 2025-05-06 | 4 | Nuveen Municipal Credit Opportunities Fund (NMCO) | Purchase (P): 1,000 @ $10.20 | EDGAR |
| 2025-02-27 | 4 | NUVEEN FLOATING RATE INCOME FUND (JFR) | Option exercise/expiry (X): 454 @ $8.20 · Option exercise/expiry (X): 305 (derivative) @ $0 | EDGAR |
| 2024-04-05 | 4 | Nuveen Quality Municipal Income Fund (NAD) | Purchase (P): 1,000 @ $11.19 | EDGAR |
| 2024-04-04 | 4 | Nuveen Real Asset Income & Growth Fund (JRI) | Purchase (P): 1,000 @ $11.60 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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