Smith R Sharon — SEC Form 4 filings
SEC reporting owner CIK 1707461. 18 Form 4 filings on record with FilingPulse; latest filed 2026-07-13.
Transaction summary — filings shown
Covers all 18 filings on record, filed 2024-02-23 to 2026-07-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 1,120 shares, $11,909 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 60.
- Largest priced transaction: purchase of 1,100 shares @ $10.64 ($11,704) in OCTAVE SPECIALTY GROUP INC, filed 2024-08-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| OCTAVE SPECIALTY GROUP INC (OSG) | Exec VP & Group COO | 18 | 2 legs · 1,120 sh · $11,909 | — | 60 |
Form 4 filings — Smith R Sharon
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-13 | 4 | OCTAVE SPECIALTY GROUP INC (OSG) | Option exercise (M): 11,779 · Tax withholding (F): 4,635 @ $6.08 · Option exercise (M): 11,779 (derivative) @ $0 | EDGAR |
| 2026-03-25 | 4 | OCTAVE SPECIALTY GROUP INC (OSG) | Grant/award (A): 24,375 (derivative) @ $0 | EDGAR |
| 2026-03-05 | 4 | OCTAVE SPECIALTY GROUP INC (OSG) | Option exercise (M): 1,541 @ $0 · Tax withholding (F): 1,541 @ $5.60 · Option exercise (M): 10,261 (derivative) @ $0 · Option exercise (M): 8,720 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4/A | OCTAVE SPECIALTY GROUP INC (OSG) | Conversion (C): 145,135 @ $0 · Tax withholding (F): 70,680 @ $9.72 · Option exercise (M): 3,235 @ $0 · Tax withholding (F): 3,235 @ $8.34 · Conversion (C): 145,135 (derivative) @ $0 · Grant/award (A): 76,206 (derivative) @ $0 | EDGAR |
| 2025-11-14 | 4 | OCTAVE SPECIALTY GROUP INC (AMBC) | Purchase (P): 20 @ $10.25 | EDGAR |
| 2025-10-03 | 4/A | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 284,125 (derivative) @ $0 · Grant/award (A): 55,433 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 284,125 (derivative) @ $0 · Grant/award (A): 55,433 (derivative) @ $0 | EDGAR |
| 2025-10-01 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Conversion (C): 145,135 @ $0 · Tax withholding (F): 48,910 @ $9.72 · Option exercise (M): 2,814 @ $0 · Tax withholding (F): 2,814 @ $8.34 · Conversion (C): 145,135 (derivative) @ $0 · Grant/award (A): 76,627 (derivative) @ $0 | EDGAR |
| 2025-07-09 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 35,307 (derivative) @ $0 | EDGAR |
| 2025-03-14 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 238 @ $0 · Tax withholding (F): 238 @ $8.39 · Option exercise (M): 4,961 (derivative) @ $0 · Option exercise (M): 238 (derivative) @ $0 · Option exercise (M): 4,961 (derivative) @ $0 | EDGAR |
| 2025-03-10 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 2,154 @ $0 · Tax withholding (F): 2,154 @ $9.16 · Grant/award (A): 59,408 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 641 · Tax withholding (F): 641 @ $9.71 · Option exercise (M): 532 · Tax withholding (F): 532 @ $9.30 · Option exercise (M): 5,556 (derivative) · Option exercise (M): 4,915 (derivative) · +2 more | EDGAR |
| 2024-08-08 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Purchase (P): 1,100 @ $10.64 | EDGAR |
| 2024-03-15 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 15,597 (derivative) @ $0 | EDGAR |
| 2024-03-11 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 233 @ $0 · Tax withholding (F): 233 @ $15.38 · Option exercise (M): 233 (derivative) @ $0 · Option exercise (M): 6,356 (derivative) @ $0 · Grant/award (A): 6,356 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 179 @ $0 · Tax withholding (F): 179 @ $16.19 · Option exercise (M): 179 (derivative) @ $0 · Option exercise (M): 4,882 (derivative) @ $0 · Grant/award (A): 4,882 (derivative) @ $0 | EDGAR |
| 2024-03-01 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 196 @ $0 · Tax withholding (F): 196 @ $16.94 · Option exercise (M): 196 (derivative) @ $0 · Option exercise (M): 5,359 (derivative) @ $0 · Grant/award (A): 5,359 (derivative) @ $0 | EDGAR |
| 2024-02-23 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 2,046 @ $0 · Tax withholding (F): 2,046 @ $16.25 · Grant/award (A): 43,079 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1707461 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →