Schaupp William E — SEC Form 4 filings
SEC reporting owner CIK 1739758. 10 Form 4 filings on record with FilingPulse; latest filed 2026-05-14.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-03-06 to 2026-05-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 3,500 shares, $2,124,415 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: sale of 972 shares @ $764.20 ($742,802) in CATERPILLAR INC, filed 2026-02-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATERPILLAR INC (CAT) | Chief Accounting Officer | 10 | — | 4 legs · 3,500 sh · $2,124,415 | 16 |
Form 4 filings — Schaupp William E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-14 | 4 | CATERPILLAR INC (CAT) | Sale (S): 360 @ $906 | EDGAR |
| 2026-03-06 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 19 @ $738.42 | EDGAR |
| 2026-03-04 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 102 @ $0 · Tax withholding (F): 18 @ $719.13 · Grant/award (A): 285 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | CATERPILLAR INC (CAT) | Sale (S): 972 @ $764.20 | EDGAR |
| 2026-02-12 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 638 @ $0 · Tax withholding (F): 165 @ $744.83 | EDGAR |
| 2025-11-06 | 4 | CATERPILLAR INC (CAT) | Sale (S): 1,200 @ $572.22 | EDGAR |
| 2025-03-05 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 226 @ $0 · Tax withholding (F): 19 @ $325.30 · Grant/award (A): 707 (derivative) @ $0 | EDGAR |
| 2025-02-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 856 @ $0 · Tax withholding (F): 230 @ $362.70 | EDGAR |
| 2024-11-04 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 2,000 @ $196.70 · Tax withholding (F): 1,032 @ $380.91 · Sale (S): 968 @ $380.98 · Option exercise (M): 2,000 (derivative) @ $196.70 | EDGAR |
| 2024-03-06 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 229 @ $0 · Grant/award (A): 743 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1739758 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →