Kocinski Chris — SEC Form 4 filings
SEC reporting owner CIK 1776623. 3 Form 4 filings on record with FilingPulse; latest filed 2026-04-27.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2025-05-30 to 2026-04-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 21,000 shares, $156,002 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 15,000 shares @ $7.44 ($111,604) in Neuberger High Yield Strategies Fund Inc., filed 2025-05-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Neuberger High Yield Strategies Fund Inc. (NHS) | — | 3 | 2 legs · 21,000 sh · $156,002 | — | 2 |
Form 4 filings — Kocinski Chris
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-27 | 4 | Neuberger High Yield Strategies Fund Inc. (NHS) | Option exercise/expiry (X): 7,000 @ $6.50 · Option exercise/expiry (X): 21,000 (derivative) | EDGAR |
| 2025-07-21 | 4 | Neuberger Berman High Yield Strategies Fund Inc. (NHS) | Purchase (P): 6,000 @ $7.40 | EDGAR |
| 2025-05-30 | 4 | Neuberger Berman High Yield Strategies Fund Inc. (NHS) | Purchase (P): 15,000 @ $7.44 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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