Smyth Gerard P. — SEC Form 4 filings
SEC reporting owner CIK 1823254. 16 Form 4 filings on record with FilingPulse; latest filed 2026-05-18.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-01-30 to 2026-05-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 11,669 shares, $5,019,559 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 35.
- Largest priced transaction: sale of 6,255 shares @ $472.52 ($2,955,607) in AMERIPRISE FINANCIAL INC, filed 2026-05-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC (AMP) | EVP & Hd. of Tech. & Serv. Del | 16 | — | 4 legs · 11,669 sh · $5,019,559 | 35 |
Form 4 filings — Smyth Gerard P.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-18 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 2,221 @ $165.41 · Tax withholding (F): 1,437 @ $471.22 · Sale (S): 6,255 @ $472.52 · Option exercise (M): 2,221 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 136 @ $527.19 · Grant/award (A): 1,014 @ $0 · Grant/award (A): 3,315 (derivative) @ $0 | EDGAR |
| 2026-01-29 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 2,887 @ $0 · Tax withholding (F): 1,115 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 114 @ $500.53 · Tax withholding (F): 97 @ $498.33 | EDGAR |
| 2025-07-14 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 203.57 · Tax withholding (F): 88.57 @ $542.51 · Option exercise (M): 203.57 (derivative) | EDGAR |
| 2025-03-19 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 974 @ $259.53 | EDGAR |
| 2025-02-11 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 146.21 (derivative) @ $538.60 | EDGAR |
| 2025-02-04 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 894 @ $0 · Grant/award (A): 2,517 (derivative) @ $0 | EDGAR |
| 2025-01-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 2,934 @ $0 · Tax withholding (F): 1,305 @ $571.84 | EDGAR |
| 2025-01-29 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 96 @ $561.38 | EDGAR |
| 2025-01-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 111 @ $563.58 | EDGAR |
| 2024-07-15 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 115.71 · Tax withholding (F): 50.71 @ $439.82 · Option exercise (M): 115.71 (derivative) | EDGAR |
| 2024-02-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 3,199 @ $179.84 · Option exercise (M): 3,433 @ $126.89 · Tax withholding (F): 4,371 @ $408.71 · Sale (S): 2,261 @ $407.16 · Sale (S): 2,179 @ $408.71 · Option exercise (M): 3,199 (derivative) @ $0 · +1 more | EDGAR |
| 2024-02-13 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 171.31 (derivative) @ $396.94 | EDGAR |
| 2024-01-31 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 2,413 @ $0 · Tax withholding (F): 940 @ $393.11 | EDGAR |
| 2024-01-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 965 @ $0 · Tax withholding (F): 96 @ $391.40 · Tax withholding (F): 86 @ $391.40 · Grant/award (A): 2,852 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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