Fassino Anthony D. — SEC Form 4 filings
SEC reporting owner CIK 1839757. 22 Form 4 filings on record with FilingPulse; latest filed 2026-05-12.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-01-16 to 2026-05-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 14 legs across 12 filings — 89,725 shares, $57,123,185 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 52.
- Largest priced transaction: sale of 15,440 shares @ $916.75 ($14,154,620) in CATERPILLAR INC, filed 2026-05-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATERPILLAR INC (CAT) | Group President | 22 | — | 14 legs · 89,725 sh · $57,123,185 | 52 |
Form 4 filings — Fassino Anthony D.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-12 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 21,403 @ $219.76 · Tax withholding (F): 5,120 @ $918.65 · Sale (S): 15,440 @ $916.75 · Sale (S): 843 @ $917.73 · Option exercise (M): 21,403 (derivative) @ $219.76 | EDGAR |
| 2026-05-07 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 12,000 @ $219.76 · Tax withholding (F): 2,848 @ $925.74 · Sale (S): 8,802 @ $926.23 · Sale (S): 350 @ $926.83 · Option exercise (M): 12,000 (derivative) @ $219.76 | EDGAR |
| 2026-03-06 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 346 @ $738.42 | EDGAR |
| 2026-03-04 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 337 @ $719.13 | EDGAR |
| 2026-02-17 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 11,000 @ $219.76 · Tax withholding (F): 3,109 @ $777.41 · Sale (S): 7,891 @ $776.90 · Option exercise (M): 11,000 (derivative) @ $219.76 | EDGAR |
| 2026-02-12 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 9,055 @ $0 · Tax withholding (F): 3,563 @ $744.83 | EDGAR |
| 2026-02-09 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 8,288 @ $196.70 · Tax withholding (F): 2,255 @ $722.80 · Sale (S): 6,033 @ $722.15 · Option exercise (M): 8,288 (derivative) @ $196.70 | EDGAR |
| 2026-02-03 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 15,000 @ $196.70 · Tax withholding (F): 4,329 @ $681.45 · Sale (S): 10,671 @ $680.45 · Option exercise (M): 15,000 (derivative) @ $196.70 | EDGAR |
| 2026-01-13 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 473 @ $621.97 | EDGAR |
| 2025-11-12 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 12,500 @ $196.70 · Tax withholding (F): 4,316 @ $569.56 · Sale (S): 8,184 @ $570.18 · Option exercise (M): 12,500 (derivative) @ $196.70 | EDGAR |
| 2025-03-05 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 2,692 @ $0 · Tax withholding (F): 404 @ $325.30 · Grant/award (A): 8,439 (derivative) @ $0 | EDGAR |
| 2025-02-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 9,901 @ $0 · Tax withholding (F): 4,162 @ $362.70 | EDGAR |
| 2025-01-14 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 526 @ $357.50 | EDGAR |
| 2024-12-02 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 9,133 @ $127.60 · Tax withholding (F): 2,854 @ $408.22 · Sale (S): 6,279 @ $408.59 · Option exercise (M): 9,133 (derivative) @ $127.60 | EDGAR |
| 2024-11-07 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 8,000 @ $127.60 · Tax withholding (F): 2,491 @ $409.72 · Sale (S): 5,509 @ $409.84 · Option exercise (M): 8,000 (derivative) @ $127.60 | EDGAR |
| 2024-09-03 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 5,000 @ $127.60 · Tax withholding (F): 1,815 @ $351.43 · Sale (S): 3,185 @ $351.36 · Option exercise (M): 5,000 (derivative) @ $127.60 | EDGAR |
| 2024-03-06 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 2,731 @ $0 · Grant/award (A): 8,871 (derivative) @ $0 | EDGAR |
| 2024-02-29 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 7,881 @ $138.35 · Tax withholding (F): 3,306 @ $329.73 · Sale (S): 4,575 @ $329.80 · Option exercise (M): 7,881 (derivative) @ $138.35 | EDGAR |
| 2024-02-23 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 7,880 @ $138.35 · Tax withholding (F): 3,386 @ $321.95 · Sale (S): 4,494 @ $321.96 · Option exercise (M): 7,880 (derivative) @ $138.35 | EDGAR |
| 2024-02-16 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 14,073 @ $151.12 · Tax withholding (F): 6,604 @ $322 · Sale (S): 7,469 @ $322 · Option exercise (M): 14,073 (derivative) @ $151.12 | EDGAR |
| 2024-02-15 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 12,039 @ $0 · Tax withholding (F): 4,830 @ $313.40 | EDGAR |
| 2024-01-16 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 6,887 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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