Balkin Michael — SEC Form 4 filings
SEC reporting owner CIK 1843078. 4 Form 4 filings on record with FilingPulse; latest filed 2026-06-10.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-08-05 to 2026-06-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 130,000 shares, $710,400 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 100,000 shares @ $4.34 ($434,000) in Horizon Technology Finance Corp, filed 2026-06-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Horizon Technology Finance Corp (HRZN) | Chief Executive Officer, Director | 4 | 3 legs · 130,000 sh · $710,400 | — | 2 |
Form 4 filings — Balkin Michael
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-10 | 4 | Horizon Technology Finance Corp (HRZN) | Grant/award (A): 93,527 · Purchase (P): 100,000 @ $4.34 | EDGAR |
| 2026-04-14 | 4 | Horizon Technology Finance Corp (HRZN) | Grant/award (A): 93,527 | EDGAR |
| 2024-12-17 | 4 | Horizon Technology Finance Corp (HRZN) | Purchase (P): 20,000 @ $8.53 | EDGAR |
| 2024-08-05 | 4 | Horizon Technology Finance Corp (HRZN) | Purchase (P): 10,000 @ $10.58 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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