McGinnis Daniel — SEC Form 4 filings
SEC reporting owner CIK 1900989. 8 Form 4 filings on record with FilingPulse; latest filed 2025-10-01.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-03-01 to 2025-10-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 34.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AMBAC FINANCIAL GROUP INC (AMBC) | Sr. MD & COO | 8 | — | — | 34 |
Form 4 filings — McGinnis Daniel
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-10-01 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Conversion (C): 29,832 @ $0 · Tax withholding (F): 10,053 @ $9.72 · Conversion (C): 29,832 (derivative) @ $0 | EDGAR |
| 2025-07-09 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 18,188 (derivative) @ $0 | EDGAR |
| 2025-03-14 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 94 @ $0 · Tax withholding (F): 94 @ $8.39 · Option exercise (M): 2,584 (derivative) @ $0 · Option exercise (M): 94 (derivative) @ $0 · Option exercise (M): 2,584 (derivative) @ $0 | EDGAR |
| 2025-03-10 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 16,874 @ $0 · Tax withholding (F): 6,736 @ $9.16 · Grant/award (A): 14,838 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 330 · Tax withholding (F): 330 @ $9.71 · Option exercise (M): 300 · Tax withholding (F): 300 @ $9.30 · Option exercise (M): 2,862 (derivative) · Option exercise (M): 2,532 (derivative) · +2 more | EDGAR |
| 2024-03-15 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 8,034 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 92 @ $0 · Tax withholding (F): 92 @ $16.19 · Option exercise (M): 92 (derivative) @ $0 · Option exercise (M): 2,515 (derivative) @ $0 · Grant/award (A): 2,515 (derivative) @ $0 | EDGAR |
| 2024-03-01 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 338 @ $0 · Tax withholding (F): 338 @ $16.94 · Option exercise (M): 6,734 @ $0 · Tax withholding (F): 2,590 @ $16.94 · Option exercise (M): 338 (derivative) @ $0 · Option exercise (M): 2,524 (derivative) @ $0 · +2 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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