Davies William — SEC Form 4 filings
SEC reporting owner CIK 1910206. 10 Form 4 filings on record with FilingPulse; latest filed 2026-02-03.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-01-30 to 2026-02-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 8,700 shares, $3,846,009 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: sale of 8,700 shares @ $442.07 ($3,846,009) in AMERIPRISE FINANCIAL INC, filed 2024-09-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC (AMP) | EXECUTIVE VP, GLOBAL CIO | 10 | — | 1 leg · 8,700 sh · $3,846,009 | 18 |
Form 4 filings — Davies William
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-03 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Disposition to issuer (D): 78.07 @ $527.19 · Grant/award (A): 529 @ $0 · Grant/award (A): 1,729 (derivative) @ $0 | EDGAR |
| 2026-01-29 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 1,989 @ $0 · Disposition to issuer (D): 935 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Disposition to issuer (D): 98.18 @ $500.53 · Disposition to issuer (D): 114.87 @ $498.33 | EDGAR |
| 2025-02-04 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 493 @ $0 · Grant/award (A): 1,388 (derivative) @ $0 | EDGAR |
| 2025-01-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 448.42 @ $571.84 | EDGAR |
| 2025-01-29 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 113.83 @ $561.38 | EDGAR |
| 2025-01-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 96.59 @ $563.58 | EDGAR |
| 2024-09-04 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 8,700 @ $442.07 | EDGAR |
| 2024-01-31 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 546.71 @ $393.11 | EDGAR |
| 2024-01-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 607 @ $0 · Tax withholding (F): 111.77 @ $391.40 · Tax withholding (F): 442.32 @ $391.40 · Grant/award (A): 2,064 (derivative) @ $0 · Grant/award (A): 1,793 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1910206 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →