Phung Trinh — SEC Form 4 filings
SEC reporting owner CIK 1911088. 8 Form 4 filings on record with FilingPulse; latest filed 2024-05-31.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-02 to 2024-05-31. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 3 filings — 1,907 shares, $459,421 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
- Largest priced transaction: sale of 748 shares @ $232.36 ($173,805) in Shockwave Medical, Inc., filed 2024-02-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Shockwave Medical, Inc. (SWAV) | SVP, Finance | 8 | — | 5 legs · 1,907 sh · $459,421 | 17 |
Form 4 filings — Phung Trinh
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-05-31 | 4 | Shockwave Medical, Inc. (SWAV) | Disposition to issuer (D): 50,387 | EDGAR |
| 2024-05-24 | 4 | Shockwave Medical, Inc. (SWAV) | Gift (G): 100 @ $0 | EDGAR |
| 2024-05-21 | 4 | Shockwave Medical, Inc. (SWAV) | Option exercise (M): 2,391 @ $4.03 · Option exercise (M): 1,339 @ $3.42 · Option exercise (M): 16,033 @ $6.71 · Option exercise (M): 2,391 (derivative) @ $0 · Option exercise (M): 1,339 (derivative) @ $0 · Option exercise (M): 16,033 (derivative) @ $0 | EDGAR |
| 2024-05-03 | 4 | Shockwave Medical, Inc. (SWAV) | Tax withholding (F): 113 @ $329.81 · Tax withholding (F): 215 @ $329.81 | EDGAR |
| 2024-03-06 | 4 | Shockwave Medical, Inc. (SWAV) | Tax withholding (F): 24 @ $263.75 · Tax withholding (F): 9 @ $263.75 · Sale (S): 21 @ $253.14 | EDGAR |
| 2024-02-22 | 4 | Shockwave Medical, Inc. (SWAV) | Tax withholding (F): 1,303 @ $255.66 · Sale (S): 599 @ $259.24 | EDGAR |
| 2024-02-07 | 4 | Shockwave Medical, Inc. (SWAV) | Tax withholding (F): 942 @ $226.28 · Tax withholding (F): 505 @ $226.29 · Tax withholding (F): 81 @ $226.27 · Sale (S): 267 @ $230.89 · Sale (S): 748 @ $232.36 · Sale (S): 272 @ $232.97 | EDGAR |
| 2024-02-02 | 4 | Shockwave Medical, Inc. (SWAV) | Grant/award (A): 6,711 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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