Follette James — SEC Form 4 filings
SEC reporting owner CIK 1912289. 22 Form 4 filings on record with FilingPulse; latest filed 2026-03-03.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-02-27 to 2026-03-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 5 filings — 12,398 shares, $1,131,550 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 55.
- Largest priced transaction: sale of 5,061 shares @ $84.66 ($428,441) in PennyMac Financial Services, Inc., filed 2024-03-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PennyMac Financial Services, Inc. (PFSI) | Chief Digital Officer | 14 | — | 6 legs · 12,398 sh · $1,131,550 | 23 |
| PennyMac Mortgage Investment Trust (PMT) | Chief Digital Officer | 8 | — | — | 32 |
Form 4 filings — Follette James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-03 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 586 @ $12.26 | EDGAR |
| 2026-03-03 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 599 @ $91.93 | EDGAR |
| 2026-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 382 @ $12.15 | EDGAR |
| 2026-02-26 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 554 @ $90.33 | EDGAR |
| 2026-02-25 | 4 | PennyMac Mortgage Investment Trust (PMT) | Option exercise (M): 1,113 @ $0 · Option exercise (M): 1,010 @ $0 · Option exercise (M): 1,028 @ $0 · Tax withholding (F): 400 @ $12.29 · Tax withholding (F): 363 @ $12.29 · Tax withholding (F): 369 @ $12.29 · +7 more | EDGAR |
| 2026-02-24 | 4 | PennyMac Financial Services, Inc. (PFSI) | Option exercise (M): 3,424 @ $0 · Tax withholding (F): 1,228 @ $94.33 · Grant/award (A): 3,424 (derivative) @ $0 · Option exercise (M): 3,424 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 472 @ $92.01 | EDGAR |
| 2026-02-17 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 3,825 @ $0 · Grant/award (A): 9,716 (derivative) @ $0 | EDGAR |
| 2025-03-13 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 531 @ $14.33 | EDGAR |
| 2025-03-07 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 992 @ $100.81 | EDGAR |
| 2025-03-04 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 412 @ $14.39 | EDGAR |
| 2025-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 422 @ $102.09 · Sale (S): 755 @ $102.75 | EDGAR |
| 2025-02-27 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 1,983 @ $99.93 · Sale (S): 990 @ $102.70 | EDGAR |
| 2025-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Grant/award (A): 3,189 @ $0 · Option exercise (M): 1,126 @ $0 · Option exercise (M): 1,022 @ $0 · Tax withholding (F): 403 @ $14.07 · Tax withholding (F): 366 @ $14.07 · Grant/award (A): 1,126 (derivative) @ $0 · +3 more | EDGAR |
| 2025-02-25 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 1,195 @ $101.25 · Tax withholding (F): 553 @ $101.25 | EDGAR |
| 2025-02-19 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 3,439 @ $0 · Grant/award (A): 8,770 (derivative) @ $0 | EDGAR |
| 2024-03-14 | 4 | PennyMac Mortgage Investment Trust (PMT) | Grant/award (A): 3,133 @ $0 · Option exercise (M): 2,110 @ $0 · Tax withholding (F): 1,070 @ $14.28 · Grant/award (A): 2,110 (derivative) @ $0 · Option exercise (M): 2,110 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 5,061 @ $84.66 | EDGAR |
| 2024-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 3,532 @ $0 · Option exercise (M): 8,494 @ $0 · Tax withholding (F): 3,433 @ $83.87 · Grant/award (A): 8,830 (derivative) @ $0 · Grant/award (A): 8,494 (derivative) @ $0 · Option exercise (M): 8,494 (derivative) @ $0 | EDGAR |
| 2024-02-29 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 411 @ $13.81 | EDGAR |
| 2024-02-28 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 551 @ $87.06 · Tax withholding (F): 354 @ $87.06 · Sale (S): 2,617 @ $86.24 | EDGAR |
| 2024-02-27 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 1,197 @ $86.77 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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