Winn Caroline Ann — SEC Form 4 filings
SEC reporting owner CIK 1922699. 10 Form 4 filings on record with FilingPulse; latest filed 2026-06-17.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-05-22 to 2026-06-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 3 filings — 19,114 shares, $1,693,348 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
- Largest priced transaction: sale of 7,900 shares @ $90.56 ($715,424) in SEMPRA, filed 2026-06-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SEMPRA (SRE) | Executive Vice President | 6 | — | 5 legs · 19,114 sh · $1,693,348 | 6 |
| AMERICAN STATES WATER CO (AWR) | Director | 3 | — | — | 7 |
| Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Director | 1 | — | — | — |
Form 4 filings — Winn Caroline Ann
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-17 | 4 | SEMPRA (SRE) | Sale (S): 100 @ $89.85 · Sale (S): 7,900 @ $90.56 | EDGAR |
| 2026-05-19 | 4 | AMERICAN STATES WATER CO (AWR) | Grant/award (A): 3.42 @ $73.52 · Disposition to issuer (D): 0.05 @ $0 · Grant/award (A): 526.87 @ $75.92 | EDGAR |
| 2026-01-28 | 4 | SEMPRA (SRE) | Grant/award (A): 1,902.63 @ $0 · Grant/award (A): 2,623.43 @ $0 · Tax withholding (F): 1,575.06 @ $87.11 | EDGAR |
| 2026-01-16 | 4 | SEMPRA (SRE) | Tax withholding (F): 16.45 @ $91.77 | EDGAR |
| 2026-01-05 | 4 | SEMPRA (SRE) | Tax withholding (F): 2,442.76 @ $89.71 · Grant/award (A): 60,429 (derivative) @ $0 | EDGAR |
| 2025-11-19 | 4 | SEMPRA (SRE) | Sale (S): 5,500 @ $91.58 · Sale (S): 500 @ $91.70 | EDGAR |
| 2025-08-14 | 4 | SEMPRA (SRE) | Sale (S): 5,114 @ $82.01 | EDGAR |
| 2025-06-25 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Holdings only — no transactions reported | EDGAR |
| 2025-05-21 | 4 | AMERICAN STATES WATER CO (AWR) | Grant/award (A): 2.96 @ $81.25 · Disposition to issuer (D): 0.29 @ $0 · Grant/award (A): 560.96 @ $80.22 | EDGAR |
| 2024-05-22 | 4 | AMERICAN STATES WATER CO (AWR) | Grant/award (A): 516.33 @ $77.47 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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