Chang William Herbert — SEC Form 4 filings
SEC reporting owner CIK 1969856. 8 Form 4 filings on record with FilingPulse; latest filed 2024-03-20.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-27 to 2024-03-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PennyMac Mortgage Investment Trust (PMT) | Chief Investment Officer | 4 | — | — | 16 |
| PennyMac Financial Services, Inc. (PFSI) | Chief Capital Markets Officer | 4 | — | — | 10 |
Form 4 filings — Chang William Herbert
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-03-20 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 1,977 @ $14.20 | EDGAR |
| 2024-03-20 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 260 @ $85.06 | EDGAR |
| 2024-03-14 | 4 | PennyMac Mortgage Investment Trust (PMT) | Grant/award (A): 15,668 @ $0 · Option exercise (M): 4,389 @ $0 · Option exercise (M): 4,221 @ $0 · Option exercise (M): 7,149 @ $0 · Tax withholding (F): 1,753 @ $14.28 · Tax withholding (F): 2,140 @ $14.28 · +7 more | EDGAR |
| 2024-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 3,164 @ $0 · Option exercise (M): 6,795 @ $0 · Tax withholding (F): 2,425 @ $83.87 · Grant/award (A): 7,910 (derivative) @ $0 · Grant/award (A): 6,795 (derivative) @ $0 · Option exercise (M): 6,795 (derivative) @ $0 | EDGAR |
| 2024-02-29 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 822 @ $13.81 | EDGAR |
| 2024-02-28 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 318 @ $87.06 · Tax withholding (F): 283 @ $87.06 | EDGAR |
| 2024-02-27 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 684 @ $13.95 | EDGAR |
| 2024-02-27 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 795 @ $86.77 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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