Owens Derek — SEC Form 4 filings
SEC reporting owner CIK 2006879. 8 Form 4 filings on record with FilingPulse; latest filed 2026-03-06.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-03-05 to 2026-03-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATERPILLAR INC (CAT) | Chief Legal Officer | 8 | — | — | 16 |
Form 4 filings — Owens Derek
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-06 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 338 @ $738.42 | EDGAR |
| 2026-03-04 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 1,386 @ $0 · Tax withholding (F): 310 @ $719.13 · Grant/award (A): 3,865 (derivative) @ $0 | EDGAR |
| 2026-02-12 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 514 @ $0 · Tax withholding (F): 134 @ $744.83 | EDGAR |
| 2025-04-22 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 73 @ $328.05 | EDGAR |
| 2025-03-05 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 2,692 @ $0 · Tax withholding (F): 207 @ $325.30 · Grant/award (A): 8,439 (derivative) @ $0 | EDGAR |
| 2025-02-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 642 @ $0 · Tax withholding (F): 174 @ $362.70 | EDGAR |
| 2024-04-02 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 72 @ $365.29 | EDGAR |
| 2024-03-05 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 53 @ $335.69 · Grant/award (A): 2,510 @ $0 · Grant/award (A): 8,152 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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