Shurman Rodney Michael — SEC Form 4 filings
SEC reporting owner CIK 2110101. 6 Form 4 filings on record with FilingPulse; latest filed 2026-05-06.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2026-02-12 to 2026-05-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 9,681 shares, $8,170,018 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: sale of 5,152 shares @ $903.14 ($4,652,977) in CATERPILLAR INC, filed 2026-05-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATERPILLAR INC (CAT) | Group President | 6 | — | 4 legs · 9,681 sh · $8,170,018 | 10 |
Form 4 filings — Shurman Rodney Michael
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-06 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 5,639 @ $253.98 · Sale (S): 5,152 @ $903.14 · Sale (S): 487 @ $903.55 · Option exercise (M): 5,639 (derivative) @ $253.98 | EDGAR |
| 2026-03-06 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 117 @ $738.42 | EDGAR |
| 2026-03-04 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 1,320 @ $0 · Tax withholding (F): 100 @ $719.13 · Grant/award (A): 3,681 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 2,278 @ $253.98 · Sale (S): 2,278 @ $759.61 · Option exercise (M): 2,278 (derivative) @ $253.98 | EDGAR |
| 2026-02-18 | 4 | CATERPILLAR INC (CAT) | Sale (S): 1,764 @ $763.39 | EDGAR |
| 2026-02-12 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 2,469 @ $0 · Tax withholding (F): 887 @ $744.83 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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