Sullivan Caroline — SEC Form 4 filings
SEC reporting owner CIK 1759006. 7 Form 4 filings on record with FilingPulse; latest filed 2026-05-13.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-02-22 to 2026-05-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 1,681 shares, $777,288 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 1,014 shares @ $462.42 ($468,894) in MOODYS CORP /DE/, filed 2024-10-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MOODYS CORP /DE/ (MCO) | SVP, Corp Controller | 6 | — | 2 legs · 1,681 sh · $777,288 | 13 |
| Booking Holdings Inc. (BKNG) | SVP, CAO & Controller | 1 | — | — | 1 |
Form 4 filings — Sullivan Caroline
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-13 | 4 | Booking Holdings Inc. (BKNG) | Grant/award (A): 12,674 @ $0 | EDGAR |
| 2025-03-04 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 120 @ $502.86 · Tax withholding (F): 174.91 @ $502.86 | EDGAR |
| 2025-02-21 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 140 @ $513.21 · Grant/award (A): 440 (derivative) @ $0 | EDGAR |
| 2024-10-29 | 4 | MOODYS CORP /DE/ (MCO) | Option exercise (M): 1,014 @ $280.42 · Sale (S): 1,014 @ $462.42 · Option exercise (M): 667 @ $276.84 · Sale (S): 667 @ $462.36 · Option exercise (M): 1,014 (derivative) @ $0 · Option exercise (M): 667 (derivative) @ $0 | EDGAR |
| 2024-10-03 | 4 | MOODYS CORP /DE/ (MCO) | Tax withholding (F): 14.90 @ $472.96 | EDGAR |
| 2024-03-05 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 376 @ $380.58 · Tax withholding (F): 284.94 @ $380.58 | EDGAR |
| 2024-02-22 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 322 @ $372.16 · Grant/award (A): 1,003 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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